Network Working Group T. Narten

Request for Comments: 4941 IBM Corporation

Obsoletes: 3041 R. Draves

Category: Standards Track Microsoft Research

                                                         S. Krishnan

                                                   Ericsson Research

                                                      September 2007

Privacy Extensions for Stateless Address Autoconfiguration in IPv6

Status of This Memo

This document specifies an Internet standards track protocol for the

Internet community, and requests discussion and suggestions for

improvements. Please refer to the current edition of the "Internet

Official Protocol Standards" (STD 1) for the standardization state

and status of this protocol. Distribution of this memo is unlimited.

Abstract

Nodes use IPv6 stateless address autoconfiguration to generate

addresses using a combination of locally available information and

information advertised by routers. Addresses are formed by combining

network prefixes with an interface identifier. On an interface that

contains an embedded IEEE Identifier, the interface identifier is

typically derived from it. On other interface types, the interface

identifier is generated through other means, for example, via random

number generation. This document describes an extension to IPv6

stateless address autoconfiguration for interfaces whose interface

identifier is derived from an IEEE identifier. Use of the extension

causes nodes to generate global scope addresses from interface

identifiers that change over time, even in cases where the interface

contains an embedded IEEE identifier. Changing the interface

identifier (and the global scope addresses generated from it) over

time makes it more difficult for eavesdroppers and other information

collectors to identify when different addresses used in different

transactions actually correspond to the same node.

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Table of Contents

  1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . 3

 1.1.  Conventions Used in This Document  . . . . . . . . . . . .  4

 1.2.  Problem Statement  . . . . . . . . . . . . . . . . . . . .  4

  1. Background . . . . . . . . . . . . . . . . . . . . . . . . . . 5

 2.1.  Extended Use of the Same Identifier  . . . . . . . . . . .  5

 2.2.  Address Usage in IPv4 Today  . . . . . . . . . . . . . . .  6

 2.3.  The Concern with IPv6 Addresses  . . . . . . . . . . . . .  7

 2.4.  Possible Approaches  . . . . . . . . . . . . . . . . . . .  8

  1. Protocol Description . . . . . . . . . . . . . . . . . . . . . 9

 3.1.  Assumptions  . . . . . . . . . . . . . . . . . . . . . . . 10

 3.2.  Generation of Randomized Interface Identifiers . . . . . . 10

   3.2.1.  When Stable Storage Is Present . . . . . . . . . . . . 11

   3.2.2.  In The Absence of Stable Storage . . . . . . . . . . . 12

   3.2.3.  Alternate Approaches . . . . . . . . . . . . . . . . . 12

 3.3.  Generating Temporary Addresses . . . . . . . . . . . . . . 13

 3.4.  Expiration of Temporary Addresses  . . . . . . . . . . . . 14

 3.5.  Regeneration of Randomized Interface Identifiers . . . . . 15

 3.6.  Deployment Considerations  . . . . . . . . . . . . . . . . 16

  1. Implications of Changing Interface Identifiers . . . . . . . . 17

  1. Defined Constants . . . . . . . . . . . . . . . . . . . . . . 18

  1. Future Work . . . . . . . . . . . . . . . . . . . . . . . . . 18

  1. Security Considerations . . . . . . . . . . . . . . . . . . . 19

  1. Significant Changes from RFC 3041 . . . . . . . . . . . . . . 19

  1. Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . 20

  1. References . . . . . . . . . . . . . . . . . . . . . . . . . . 20

 10.1. Normative References . . . . . . . . . . . . . . . . . . . 20

 10.2. Informative References . . . . . . . . . . . . . . . . . . 20

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  1. Introduction

Stateless address autoconfiguration [ADDRCONF] defines how an IPv6

node generates addresses without the need for a Dynamic Host

Configuration Protocol for IPv6 (DHCPv6) server. Some types of

network interfaces come with an embedded IEEE Identifier (i.e., a

link-layer MAC address), and in those cases, stateless address

autoconfiguration uses the IEEE identifier to generate a 64-bit

interface identifier [ADDRARCH]. By design, the interface identifier

is likely to be globally unique when generated in this fashion. The

interface identifier is in turn appended to a prefix to form a

128-bit IPv6 address. Note that an IPv6 identifier does not

necessarily have to be 64 bits in length, but the algorithm specified

in this document is targeted towards 64-bit interface identifiers.

All nodes combine interface identifiers (whether derived from an IEEE

identifier or generated through some other technique) with the

reserved link-local prefix to generate link-local addresses for their

attached interfaces. Additional addresses can then be created by

combining prefixes advertised in Router Advertisements via Neighbor

Discovery [DISCOVERY] with the interface identifier.

Not all nodes and interfaces contain IEEE identifiers. In such

cases, an interface identifier is generated through some other means

(e.g., at random), and the resultant interface identifier may not be

globally unique and may also change over time. The focus of this

document is on addresses derived from IEEE identifiers because

tracking of individual devices, the concern being addressed here, is

possible only in those cases where the interface identifier is

globally unique and non-changing. The rest of this document assumes

that IEEE identifiers are being used, but the techniques described

may also apply to interfaces with other types of globally unique

and/or persistent identifiers.

This document discusses concerns associated with the embedding of

non-changing interface identifiers within IPv6 addresses and

describes extensions to stateless address autoconfiguration that can

help mitigate those concerns for individual users and in environments

where such concerns are significant. Section 2 provides background

information on the issue. Section 3 describes a procedure for

generating alternate interface identifiers and global scope

addresses. Section 4 discusses implications of changing interface

identifiers. The term "global scope addresses" is used in this

document to collectively refer to "Global unicast addresses" as

defined in [ADDRARCH] and "Unique local addresses" as defined in

[ULA].

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1.1. Conventions Used in This Document

The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",

"SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this

document are to be interpreted as described in [RFC2119].

1.2. Problem Statement

Addresses generated using stateless address autoconfiguration

[ADDRCONF] contain an embedded interface identifier, which remains

constant over time. Anytime a fixed identifier is used in multiple

contexts, it becomes possible to correlate seemingly unrelated

activity using this identifier.

The correlation can be performed by

o An attacker who is in the path between the node in question and

  the peer(s) to which it is communicating, and who can view the

  IPv6 addresses present in the datagrams.

o An attacker who can access the communication logs of the peers

  with which the node has communicated.

Since the identifier is embedded within the IPv6 address, which is a

fundamental requirement of communication, it cannot be easily hidden.

This document proposes a solution to this issue by generating

interface identifiers that vary over time.

Note that an attacker, who is on path, may be able to perform

significant correlation based on

o The payload contents of the packets on the wire

o The characteristics of the packets such as packet size and timing

Use of temporary addresses will not prevent such payload-based

correlation.

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  1. Background

This section discusses the problem in more detail, provides context

for evaluating the significance of the concerns in specific

environments and makes comparisons with existing practices.

2.1. Extended Use of the Same Identifier

The use of a non-changing interface identifier to form addresses is a

specific instance of the more general case where a constant

identifier is reused over an extended period of time and in multiple

independent activities. Any time the same identifier is used in

multiple contexts, it becomes possible for that identifier to be used

to correlate seemingly unrelated activity. For example, a network

sniffer placed strategically on a link across which all traffic to/

from a particular host crosses could keep track of which destinations

a node communicated with and at what times. Such information can in

some cases be used to infer things, such as what hours an employee

was active, when someone is at home, etc. Although it might appear

that changing an address regularly in such environments would be

desirable to lessen privacy concerns, it should be noted that the

network prefix portion of an address also serves as a constant

identifier. All nodes at, say, a home, would have the same network

prefix, which identifies the topological location of those nodes.

This has implications for privacy, though not at the same granularity

as the concern that this document addresses. Specifically, all nodes

within a home could be grouped together for the purposes of

collecting information. If the network contains a very small number

of nodes, say, just one, changing just the interface identifier will

not enhance privacy at all, since the prefix serves as a constant

identifier.

One of the requirements for correlating seemingly unrelated

activities is the use (and reuse) of an identifier that is

recognizable over time within different contexts. IP addresses

provide one obvious example, but there are more. Many nodes also

have DNS names associated with their addresses, in which case the DNS

name serves as a similar identifier. Although the DNS name

associated with an address is more work to obtain (it may require a

DNS query), the information is often readily available. In such

cases, changing the address on a machine over time would do little to

address the concerns raised in this document, unless the DNS name is

changed as well (see Section 4).

Web browsers and servers typically exchange "cookies" with each other

[COOKIES]. Cookies allow Web servers to correlate a current activity

with a previous activity. One common usage is to send back targeted

advertising to a user by using the cookie supplied by the browser to

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identify what earlier queries had been made (e.g., for what type of

information). Based on the earlier queries, advertisements can be

targeted to match the (assumed) interests of the end user.

The use of a constant identifier within an address is of special

concern because addresses are a fundamental requirement of

communication and cannot easily be hidden from eavesdroppers and

other parties. Even when higher layers encrypt their payloads,

addresses in packet headers appear in the clear. Consequently, if a

mobile host (e.g., laptop) accessed the network from several

different locations, an eavesdropper might be able to track the

movement of that mobile host from place to place, even if the upper

layer payloads were encrypted.

2.2. Address Usage in IPv4 Today

Addresses used in today's Internet are often non-changing in practice

for extended periods of time. In an increasing number of sites,

addresses are assigned statically and typically change infrequently.

Over the last few years, sites have begun moving away from static

allocation to dynamic allocation via DHCP [DHCP]. In theory, the

address a client gets via DHCP can change over time, but in practice

servers often return the same address to the same client (unless

addresses are in such short supply that they are reused immediately

by a different node when they become free). Thus, even within sites

using DHCP, clients frequently end up using the same address for

weeks to months at a time.

For home users accessing the Internet over dial-up lines, the

situation is generally different. Such users do not have permanent

connections and are often assigned temporary addresses each time they

connect to their ISP. Consequently, the addresses they use change

frequently over time and are shared among a number of different

users. Thus, an address does not reliably identify a particular

device over time spans of more than a few minutes.

A more interesting case concerns always-on connections (e.g., cable

modems, ISDN, DSL, etc.) that result in a home site using the same

address for extended periods of time. This is a scenario that is

just starting to become common in IPv4 and promises to become more of

a concern as always-on Internet connectivity becomes widely

available.

Finally, it should be noted that nodes that need a (non-changing) DNS

name generally have static addresses assigned to them to simplify the

configuration of DNS servers. Although Dynamic DNS [DDNS] can be

used to update the DNS dynamically, it may not always be available

depending on the administrative policy. In addition, changing an

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address but keeping the same DNS name does not really address the

underlying concern, since the DNS name becomes a non-changing

identifier. Servers generally require a DNS name (so clients can

connect to them), and clients often do as well (e.g., some servers

refuse to speak to a client whose address cannot be mapped into a DNS

name that also maps back into the same address). Section 4 describes

one approach to this issue.

2.3. The Concern with IPv6 Addresses

The division of IPv6 addresses into distinct topology and interface

identifier portions raises an issue new to IPv6 in that a fixed

portion of an IPv6 address (i.e., the interface identifier) can

contain an identifier that remains constant even when the topology

portion of an address changes (e.g., as the result of connecting to a

different part of the Internet). In IPv4, when an address changes,

the entire address (including the local part of the address) usually

changes. It is this new issue that this document addresses.

If addresses are generated from an interface identifier, a home

user's address could contain an interface identifier that remains the

same from one dial-up session to the next, even if the rest of the

address changes. The way PPP is used today, however, PPP servers

typically unilaterally inform the client what address they are to use

(i.e., the client doesn't generate one on its own). This practice,

if continued in IPv6, would avoid the concerns that are the focus of

this document.

A more troubling case concerns mobile devices (e.g., laptops, PDAs,

etc.) that move topologically within the Internet. Whenever they

move, they form new addresses for their current topological point of

attachment. This is typified today by the "road warrior" who has

Internet connectivity both at home and at the office. While the

node's address changes as it moves, the interface identifier

contained within the address remains the same (when derived from an

IEEE Identifier). In such cases, the interface identifier can be

used to track the movement and usage of a particular machine. For

example, a server that logs usage information together with source

addresses, is also recording the interface identifier since it is

embedded within an address. Consequently, any data-mining technique

that correlates activity based on addresses could easily be extended

to do the same using the interface identifier. This is of particular

concern with the expected proliferation of next-generation network-

connected devices (e.g., PDAs, cell phones, etc.) in which large

numbers of devices are, in practice, associated with individual users

(i.e., not shared). Thus, the interface identifier embedded within

an address could be used to track activities of an individual, even

as they move topologically within the Internet.

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In summary, IPv6 addresses on a given interface generated via

Stateless Autoconfiguration contain the same interface identifier,

regardless of where within the Internet the device connects. This

facilitates the tracking of individual devices (and thus,

potentially, users). The purpose of this document is to define

mechanisms that eliminate this issue in those situations where it is

a concern.

2.4. Possible Approaches

One way to avoid having a static non-changing address is to use

DHCPv6 [DHCPV6] for obtaining addresses. Section 12 of [DHCPV6]

discusses the use of DHCPv6 for the assignment and management of

"temporary addresses", which are never renewed and provide the same

property of temporary addresses described in this document with

regards to the privacy concern.

Another approach, compatible with the stateless address

autoconfiguration architecture, would be to change the interface

identifier portion of an address over time and generate new addresses

from the interface identifier for some address scopes. Changing the

interface identifier can make it more difficult to look at the IP

addresses in independent transactions and identify which ones

actually correspond to the same node, both in the case where the

routing prefix portion of an address changes and when it does not.

Many machines function as both clients and servers. In such cases,

the machine would need a DNS name for its use as a server. Whether

the address stays fixed or changes has little privacy implication

since the DNS name remains constant and serves as a constant

identifier. When acting as a client (e.g., initiating

communication), however, such a machine may want to vary the

addresses it uses. In such environments, one may need multiple

addresses: a "public" (i.e., non-secret) server address, registered

in the DNS, that is used to accept incoming connection requests from

other machines, and a "temporary" address used to shield the identity

of the client when it initiates communication. These two cases are

roughly analogous to telephone numbers and caller ID, where a user

may list their telephone number in the public phone book, but disable

the display of its number via caller ID when initiating calls.

To make it difficult to make educated guesses as to whether two

different interface identifiers belong to the same node, the

algorithm for generating alternate identifiers must include input

that has an unpredictable component from the perspective of the

outside entities that are collecting information. Picking

identifiers from a pseudo-random sequence suffices, so long as the

specific sequence cannot be determined by an outsider examining

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information that is readily available or easily determinable (e.g.,

by examining packet contents). This document proposes the generation

of a pseudo-random sequence of interface identifiers via an MD5 hash.

Periodically, the next interface identifier in the sequence is

generated, a new set of temporary addresses is created, and the

previous temporary addresses are deprecated to discourage their

further use. The precise pseudo-random sequence depends on both a

random component and the globally unique interface identifier (when

available), to increase the likelihood that different nodes generate

different sequences.

  1. Protocol Description

The goal of this section is to define procedures that:

  1. Do not result in any changes to the basic behavior of addresses

   generated via stateless address autoconfiguration [ADDRCONF].

  1. Create additional addresses based on a random interface

   identifier for the purpose of initiating outgoing sessions.

   These "random" or temporary addresses would be used for a short

   period of time (hours to days) and would then be deprecated.

   Deprecated address can continue to be used for already

   established connections, but are not used to initiate new

   connections.  New temporary addresses are generated periodically

   to replace temporary addresses that expire, with the exact time

   between address generation a matter of local policy.

  1. Produce a sequence of temporary global scope addresses from a

   sequence of interface identifiers that appear to be random in the

   sense that it is difficult for an outside observer to predict a

   future address (or identifier) based on a current one, and it is

   difficult to determine previous addresses (or identifiers)

   knowing only the present one.

  1. By default, generate a set of addresses from the same

   (randomized) interface identifier, one address for each prefix

   for which a global address has been generated via stateless

   address autoconfiguration.  Using the same interface identifier

   to generate a set of temporary addresses reduces the number of IP

   multicast groups a host must join.  Nodes join the solicited-node

   multicast address for each unicast address they support, and

   solicited-node addresses are dependent only on the low-order bits

   of the corresponding address.  This default behavior was made to

   address the concern that a node that joins a large number of

   multicast groups may be required to put its interface into

   promiscuous mode, resulting in possible reduced performance.

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   A node highly concerned about privacy MAY use different interface

   identifiers on different prefixes, resulting in a set of global

   addresses that cannot be easily tied to each other.  For example

   a node MAY create different interface identifiers I1, I2, and I3

   for use with different prefixes P1, P2, and P3 on the same

   interface.

3.1. Assumptions

The following algorithm assumes that each interface maintains an

associated randomized interface identifier. When temporary addresses

are generated, the current value of the associated randomized

interface identifier is used. While the same identifier can be used

to create more than one temporary address, the value SHOULD change

over time as described in Section 3.5.

The algorithm also assumes that, for a given temporary address, an

implementation can determine the prefix from which it was generated.

When a temporary address is deprecated, a new temporary address is

generated. The specific valid and preferred lifetimes for the new

address are dependent on the corresponding lifetime values set for

the prefix from which it was generated.

Finally, this document assumes that when a node initiates outgoing

communication, temporary addresses can be given preference over

public addresses when the device is configured to do so.

[ADDR_SELECT] mandates implementations to provide a mechanism, which

allows an application to configure its preference for temporary

addresses over public addresses. It also allows for an

implementation to prefer temporary addresses by default, so that the

connections initiated by the node can use temporary addresses without

requiring application-specific enablement. This document also

assumes that an API will exist that allows individual applications to

indicate whether they prefer to use temporary or public addresses and

override the system defaults.

3.2. Generation of Randomized Interface Identifiers

We describe two approaches for the generation and maintenance of the

randomized interface identifier. The first assumes the presence of

stable storage that can be used to record state history for use as

input into the next iteration of the algorithm across system

restarts. A second approach addresses the case where stable storage

is unavailable and there is a need to generate randomized interface

identifiers without previous state.

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The random interface identifier generation algorithm, as described in

this document, uses MD5 as the hash algorithm. The node MAY use

another algorithm instead of MD5 to produce the random interface

identifier.

3.2.1. When Stable Storage Is Present

The following algorithm assumes the presence of a 64-bit "history

value" that is used as input in generating a randomized interface

identifier. The very first time the system boots (i.e., out-of-the-

box), a random value SHOULD be generated using techniques that help

ensure the initial value is hard to guess [RANDOM]. Whenever a new

interface identifier is generated, a value generated by the

computation is saved in the history value for the next iteration of

the algorithm.

A randomized interface identifier is created as follows:

  1. Take the history value from the previous iteration of this

   algorithm (or a random value if there is no previous value) and

   append to it the interface identifier generated as described in

   [ADDRARCH].

  1. Compute the MD5 message digest [MD5] over the quantity created in

   the previous step.

  1. Take the leftmost 64-bits of the MD5 digest and set bit 6 (the

   leftmost bit is numbered 0) to zero.  This creates an interface

   identifier with the universal/local bit indicating local

   significance only.

  1. Compare the generated identifier against a list of reserved

   interface identifiers and to those already assigned to an address

   on the local device.  In the event that an unacceptable

   identifier has been generated, the node MUST restart the process

   at step 1 above, using the rightmost 64 bits of the MD5 digest

   obtained in step 2 in place of the history value in step 1.

  1. Save the generated identifier as the associated randomized

   interface identifier.

  1. Take the rightmost 64-bits of the MD5 digest computed in step 2)

   and save them in stable storage as the history value to be used

   in the next iteration of the algorithm.

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MD5 was chosen for convenience, and because its particular properties

were adequate to produce the desired level of randomization. The

node MAY use another algorithm instead of MD5 to produce the random

interface identifier

In theory, generating successive randomized interface identifiers

using a history scheme as above has no advantages over generating

them at random. In practice, however, generating truly random

numbers can be tricky. Use of a history value is intended to avoid

the particular scenario where two nodes generate the same randomized

interface identifier, both detect the situation via DAD, but then

proceed to generate identical randomized interface identifiers via

the same (flawed) random number generation algorithm. The above

algorithm avoids this problem by having the interface identifier

(which will often be globally unique) used in the calculation that

generates subsequent randomized interface identifiers. Thus, if two

nodes happen to generate the same randomized interface identifier,

they should generate different ones on the follow-up attempt.

3.2.2. In The Absence of Stable Storage

In the absence of stable storage, no history value will be available

across system restarts to generate a pseudo-random sequence of

interface identifiers. Consequently, the initial history value used

above SHOULD be generated at random. A number of techniques might be

appropriate. Consult [RANDOM] for suggestions on good sources for

obtaining random numbers. Note that even though machines may not

have stable storage for storing a history value, they will in many

cases have configuration information that differs from one machine to

another (e.g., user identity, security keys, serial numbers, etc.).

One approach to generating a random initial history value in such

cases is to use the configuration information to generate some data

bits (which may remain constant for the life of the machine, but will

vary from one machine to another), append some random data, and

compute the MD5 digest as before.

3.2.3. Alternate Approaches

Note that there are other approaches to generate random interface

identifiers, albeit with different goals and applicability. One such

approach is Cryptographically Generated Addresses (CGAs) [CGA], which

generate a random interface identifier based on the public key of the

node. The goal of CGAs is to prove ownership of an address and to

prevent spoofing and stealing of existing IPv6 addresses. They are

used for securing neighbor discovery using [SEND]. The CGA random

interface identifier generation algorithm may not be suitable for

privacy addresses because of the following properties:

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o It requires the node to have a public key. This means that the

  node can still be identified by its public key.

o The random interface identifier process is computationally

  intensive and hence discourages frequent regeneration.

3.3. Generating Temporary Addresses

[ADDRCONF] describes the steps for generating a link-local address

when an interface becomes enabled as well as the steps for generating

addresses for other scopes. This document extends [ADDRCONF] as

follows. When processing a Router Advertisement with a Prefix

Information option carrying a global scope prefix for the purposes of

address autoconfiguration (i.e., the A bit is set), the node MUST

perform the following steps:

  1. Process the Prefix Information Option as defined in [ADDRCONF],

   either creating a new public address or adjusting the lifetimes

   of existing addresses, both public and temporary.  If a received

   option will extend the lifetime of a public address, the

   lifetimes of temporary addresses should be extended, subject to

   the overall constraint that no temporary addresses should ever

   remain "valid" or "preferred" for a time longer than

   (TEMP_VALID_LIFETIME) or (TEMP_PREFERRED_LIFETIME -

   DESYNC_FACTOR), respectively.  The configuration variables

   TEMP_VALID_LIFETIME and TEMP_PREFERRED_LIFETIME correspond to

   approximate target lifetimes for temporary addresses.

  1. One way an implementation can satisfy the above constraints is to

   associate with each temporary address a creation time (called

   CREATION_TIME) that indicates the time at which the address was

   created.  When updating the preferred lifetime of an existing

   temporary address, it would be set to expire at whichever time is

   earlier: the time indicated by the received lifetime or

   (CREATION_TIME + TEMP_PREFERRED_LIFETIME - DESYNC_FACTOR).  A

   similar approach can be used with the valid lifetime.

  1. When a new public address is created as described in [ADDRCONF],

   the node SHOULD also create a new temporary address.

  1. When creating a temporary address, the lifetime values MUST be

   derived from the corresponding prefix as follows:

   *  Its Valid Lifetime is the lower of the Valid Lifetime of the

      public address or TEMP_VALID_LIFETIME.

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   *  Its Preferred Lifetime is the lower of the Preferred Lifetime

      of the public address or TEMP_PREFERRED_LIFETIME -

      DESYNC_FACTOR.

  1. A temporary address is created only if this calculated Preferred

   Lifetime is greater than REGEN_ADVANCE time units.  In

   particular, an implementation MUST NOT create a temporary address

   with a zero Preferred Lifetime.

  1. New temporary addresses MUST be created by appending the

   interface's current randomized interface identifier to the prefix

   that was received.

  1. The node MUST perform duplicate address detection (DAD) on the

   generated temporary address.  If DAD indicates the address is

   already in use, the node MUST generate a new randomized interface

   identifier as described in Section 3.2 above, and repeat the

   previous steps as appropriate up to TEMP_IDGEN_RETRIES times.  If

   after TEMP_IDGEN_RETRIES consecutive attempts no non-unique

   address was generated, the node MUST log a system error and MUST

   NOT attempt to generate temporary addresses for that interface.

   Note that DAD MUST be performed on every unicast address

   generated from this randomized interface identifier.

3.4. Expiration of Temporary Addresses

When a temporary address becomes deprecated, a new one MUST be

generated. This is done by repeating the actions described in

Section 3.3, starting at step 3). Note that, except for the

transient period when a temporary address is being regenerated, in

normal operation at most one temporary address per prefix should be

in a non-deprecated state at any given time on a given interface.

Note that if a temporary address becomes deprecated as result of

processing a Prefix Information Option with a zero Preferred

Lifetime, then a new temporary address MUST NOT be generated. To

ensure that a preferred temporary address is always available, a new

temporary address SHOULD be regenerated slightly before its

predecessor is deprecated. This is to allow sufficient time to avoid

race conditions in the case where generating a new temporary address

is not instantaneous, such as when duplicate address detection must

be run. The node SHOULD start the address regeneration process

REGEN_ADVANCE time units before a temporary address would actually be

deprecated.

As an optional optimization, an implementation MAY remove a

deprecated temporary address that is not in use by applications or

upper layers as detailed in Section 6.

Narten, et al. Standards Track [Page 14]

RFC 4941 Privacy Extensions to Autoconf September 2007

3.5. Regeneration of Randomized Interface Identifiers

The frequency at which temporary addresses changes depends on how a

device is being used (e.g., how frequently it initiates new

communication) and the concerns of the end user. The most egregious

privacy concerns appear to involve addresses used for long periods of

time (weeks to months to years). The more frequently an address

changes, the less feasible collecting or coordinating information

keyed on interface identifiers becomes. Moreover, the cost of

collecting information and attempting to correlate it based on

interface identifiers will only be justified if enough addresses

contain non-changing identifiers to make it worthwhile. Thus, having

large numbers of clients change their address on a daily or weekly

basis is likely to be sufficient to alleviate most privacy concerns.

There are also client costs associated with having a large number of

addresses associated with a node (e.g., in doing address lookups, the

need to join many multicast groups, etc.). Thus, changing addresses

frequently (e.g., every few minutes) may have performance

implications.

Nodes following this specification SHOULD generate new temporary

addresses on a periodic basis. This can be achieved automatically by

generating a new randomized interface identifier at least once every

(TEMP_PREFERRED_LIFETIME - REGEN_ADVANCE - DESYNC_FACTOR) time units.

As described above, generating a new temporary address REGEN_ADVANCE

time units before a temporary address becomes deprecated produces

addresses with a preferred lifetime no larger than

TEMP_PREFERRED_LIFETIME. The value DESYNC_FACTOR is a random value

(different for each client) that ensures that clients don't

synchronize with each other and generate new addresses at exactly the

same time. When the preferred lifetime expires, a new temporary

address MUST be generated using the new randomized interface

identifier.

Because the precise frequency at which it is appropriate to generate

new addresses varies from one environment to another, implementations

SHOULD provide end users with the ability to change the frequency at

which addresses are regenerated. The default value is given in

TEMP_PREFERRED_LIFETIME and is one day. In addition, the exact time

at which to invalidate a temporary address depends on how

applications are used by end users. Thus, the suggested default

value of one week (TEMP_VALID_LIFETIME) may not be appropriate in all

environments. Implementations SHOULD provide end users with the

ability to override both of these default values.

Narten, et al. Standards Track [Page 15]

RFC 4941 Privacy Extensions to Autoconf September 2007

Finally, when an interface connects to a new link, a new randomized

interface identifier SHOULD be generated immediately together with a

new set of temporary addresses. If a device moves from one ethernet

to another, generating a new set of temporary addresses from a

different randomized interface identifier ensures that the device

uses different randomized interface identifiers for the temporary

addresses associated with the two links, making it more difficult to

correlate addresses from the two different links as being from the

same node. The node MAY follow any process available to it, to

determine that the link change has occurred. One such process is

described by Detecting Network Attachment [DNA].

3.6. Deployment Considerations

Devices implementing this specification MUST provide a way for the

end user to explicitly enable or disable the use of temporary

addresses. In addition, a site might wish to disable the use of

temporary addresses in order to simplify network debugging and

operations. Consequently, implementations SHOULD provide a way for

trusted system administrators to enable or disable the use of

temporary addresses.

Additionally, sites might wish to selectively enable or disable the

use of temporary addresses for some prefixes. For example, a site

might wish to disable temporary address generation for "Unique local"

[ULA] prefixes while still generating temporary addresses for all

other global prefixes. Another site might wish to enable temporary

address generation only for the prefixes 2001::/16 and 2002::/16,

while disabling it for all other prefixes. To support this behavior,

implementations SHOULD provide a way to enable and disable generation

of temporary addresses for specific prefix subranges. This per-

prefix setting SHOULD override the global settings on the node with

respect to the specified prefix subranges. Note that the pre-prefix

setting can be applied at any granularity, and not necessarily on a

per-subnet basis.

The use of temporary addresses may cause unexpected difficulties with

some applications. As described below, some servers refuse to accept

communications from clients for which they cannot map the IP address

into a DNS name. In addition, some applications may not behave

robustly if temporary addresses are used and an address expires

before the application has terminated, or if it opens multiple

sessions, but expects them to all use the same addresses.

Consequently, the use of temporary addresses SHOULD be disabled by

default in order to minimize potential disruptions. Individual

applications, which have specific knowledge about the normal duration

of connections, MAY override this as appropriate.

Narten, et al. Standards Track [Page 16]

RFC 4941 Privacy Extensions to Autoconf September 2007

If a very small number of nodes (say, only one) use a given prefix

for extended periods of time, just changing the interface identifier

part of the address may not be sufficient to ensure privacy, since

the prefix acts as a constant identifier. The procedures described

in this document are most effective when the prefix is reasonably non

static or is used by a fairly large number of nodes.

  1. Implications of Changing Interface Identifiers

The IPv6 addressing architecture goes to some lengths to ensure that

interface identifiers are likely to be globally unique where easy to

do so. The widespread use of temporary addresses may result in a

significant fraction of Internet traffic not using addresses in which

the interface identifier portion is globally unique. Consequently,

usage of the algorithms in this document may complicate providing

such a future flexibility, if global uniqueness is necessary.

The desires of protecting individual privacy versus the desire to

effectively maintain and debug a network can conflict with each

other. Having clients use addresses that change over time will make

it more difficult to track down and isolate operational problems.

For example, when looking at packet traces, it could become more

difficult to determine whether one is seeing behavior caused by a

single errant machine, or by a number of them.

Some servers refuse to grant access to clients for which no DNS name

exists. That is, they perform a DNS PTR query to determine the DNS

name, and may then also perform an AAAA query on the returned name to

verify that the returned DNS name maps back into the address being

used. Consequently, clients not properly registered in the DNS may

be unable to access some services. As noted earlier, however, a

node's DNS name (if non-changing) serves as a constant identifier.

The wide deployment of the extension described in this document could

challenge the practice of inverse-DNS-based "authentication," which

has little validity, though it is widely implemented. In order to

meet server challenges, nodes could register temporary addresses in

the DNS using random names (for example, a string version of the

random address itself).

Use of the extensions defined in this document may complicate

debugging and other operational troubleshooting activities.

Consequently, it may be site policy that temporary addresses should

not be used. Consequently, implementations MUST provide a method for

the end user or trusted administrator to override the use of

temporary addresses.

Narten, et al. Standards Track [Page 17]

RFC 4941 Privacy Extensions to Autoconf September 2007

  1. Defined Constants

Constants defined in this document include:

TEMP_VALID_LIFETIME -- Default value: 1 week. Users should be able

to override the default value.

TEMP_PREFERRED_LIFETIME -- Default value: 1 day. Users should be

able to override the default value.

REGEN_ADVANCE -- 5 seconds

MAX_DESYNC_FACTOR -- 10 minutes. Upper bound on DESYNC_FACTOR.

DESYNC_FACTOR -- A random value within the range 0 -

MAX_DESYNC_FACTOR. It is computed once at system start (rather than

each time it is used) and must never be greater than

(TEMP_VALID_LIFETIME - REGEN_ADVANCE).

TEMP_IDGEN_RETRIES -- Default value: 3

  1. Future Work

An implementation might want to keep track of which addresses are

being used by upper layers so as to be able to remove a deprecated

temporary address from internal data structures once no upper layer

protocols are using it (but not before). This is in contrast to

current approaches where addresses are removed from an interface when

they become invalid [ADDRCONF], independent of whether or not upper

layer protocols are still using them. For TCP connections, such

information is available in control blocks. For UDP-based

applications, it may be the case that only the applications have

knowledge about what addresses are actually in use. Consequently, an

implementation generally will need to use heuristics in deciding when

an address is no longer in use.

The determination as to whether to use public versus temporary

addresses can in some cases only be made by an application. For

example, some applications may always want to use temporary

addresses, while others may want to use them only in some

circumstances or not at all. Suitable API extensions will likely

need to be developed to enable individual applications to indicate

with sufficient granularity their needs with regards to the use of

temporary addresses. Recommendations on DNS practices to avoid the

problem described in Section 4 when reverse DNS lookups fail may be

needed. [DNSOP] contains a more detailed discussion of the DNS-

related issues.

Narten, et al. Standards Track [Page 18]

RFC 4941 Privacy Extensions to Autoconf September 2007

While this document discusses ways of obscuring a user's permanent IP

address, the method described is believed to be ineffective against

sophisticated forms of traffic analysis. To increase effectiveness,

one may need to consider use of more advanced techniques, such as

Onion Routing [ONION].

  1. Security Considerations

Ingress filtering has been and is being deployed as a means of

preventing the use of spoofed source addresses in Distributed Denial

of Service (DDoS) attacks. In a network with a large number of

nodes, new temporary addresses are created at a fairly high rate.

This might make it difficult for ingress filtering mechanisms to

distinguish between legitimately changing temporary addresses and

spoofed source addresses, which are "in-prefix" (using a

topologically correct prefix and non-existent interface ID). This

can be addressed by using access control mechanisms on a per-address

basis on the network egress point.

  1. Significant Changes from RFC 3041

This section summarizes the changes in this document relative to RFC

3041 that an implementer of RFC 3041 should be aware of.

  1. Excluded certain interface identifiers from the range of

   acceptable interface identifiers.  Interface IDs such as those

   for reserved anycast addresses [RFC2526], etc.

  1. Added a configuration knob that provides the end user with a way

   to enable or disable the use of temporary addresses on a per-

   prefix basis.

  1. Added a check for denial of service attacks using low valid

   lifetimes in router advertisements.

  1. DAD is now run on all temporary addresses, not just the first one

   generated from an interface identifier.

  1. Changed the default setting for usage of temporary addresses to

   be disabled.

  1. The node is now allowed to generate different interface

   identifiers for different prefixes, if it so desires.

  1. The algorithm used for generating random interface identifiers is

   no longer restricted to just MD5.

Narten, et al. Standards Track [Page 19]

RFC 4941 Privacy Extensions to Autoconf September 2007

  1. Reduced default number of retries to 3 and added a configuration

   variable.

  1. Router advertisement (RA) processing algorithm is no longer

   included in the document, and is replaced by a reference to

   [ADDRCONF].

  1. Acknowledgments

Rich Draves and Thomas Narten were the authors of RFC 3041. They

would like to acknowledge the contributions of the ipv6 working group

and, in particular, Ran Atkinson, Matt Crawford, Steve Deering,

Allison Mankin, and Peter Bieringer.

Suresh Krishnan was the sole author of this version of the document.

He would like to acknowledge the contributions of the ipv6 working

group and, in particular, Jari Arkko, Pekka Nikander, Pekka Savola,

Francis Dupont, Brian Haberman, Tatuya Jinmei, and Margaret Wasserman

for their detailed comments.

  1. References

10.1. Normative References

[ADDRARCH] Hinden, R. and S. Deering, "IP Version 6 Addressing

              Architecture", RFC 4291, February 2006.

[ADDRCONF] Thomson, S., Narten, T., and T. Jinmei, "IPv6

              Stateless Address Autoconfiguration", RFC 4862,

              September 2007.

[DISCOVERY] Narten, T., Nordmark, E., Simpson, W., and H. Soliman,

              "Neighbor Discovery for IP version 6 (IPv6)",

              RFC 4861, September 2007.

[MD5] Rivest, R., "The MD5 Message-Digest Algorithm",

              RFC 1321, April 1992.

[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate

              Requirement Levels", RFC 2119, March 1997.

10.2. Informative References

[ADDR_SELECT] Draves, R., "Default Address Selection for Internet

              Protocol version 6 (IPv6)", RFC 3484, February 2003.

[CGA] Aura, T., "Cryptographically Generated Addresses

              (CGA)", RFC 3972, March 2005.

Narten, et al. Standards Track [Page 20]

RFC 4941 Privacy Extensions to Autoconf September 2007

[COOKIES] Kristol, D. and L. Montulli, "HTTP State Management

              Mechanism", RFC 2965, October 2000.

[DDNS] Vixie, P., Thomson, S., Rekhter, Y., and J. Bound,

              "Dynamic Updates in the Domain Name System (DNS

              UPDATE)", RFC 2136, April 1997.

[DHCP] Droms, R., "Dynamic Host Configuration Protocol",

              RFC 2131, March 1997.

[DHCPV6] Droms, R., Bound, J., Volz, B., Lemon, T., Perkins,

              C., and M. Carney, "Dynamic Host Configuration

              Protocol for IPv6 (DHCPv6)", RFC 3315, July 2003.

[DNA] Choi, JH. and G. Daley, "Goals of Detecting Network

              Attachment in IPv6", RFC 4135, August 2005.

[DNSOP] Durand, A., Ihren, J., and P. Savola, "Operational

              Considerations and Issues with IPv6 DNS", RFC 4472,

              April 2006.

[ONION] Reed, MGR., Syverson, PFS., and DMG. Goldschlag,

              "Proxies for Anonymous Routing",  Proceedings of the

              12th Annual Computer Security Applications Conference,

              San Diego, CA, December 1996.

[RANDOM] Eastlake, D., Schiller, J., and S. Crocker,

              "Randomness Requirements for Security", BCP 106,

              RFC 4086, June 2005.

[RFC2526] Johnson, D. and S. Deering, "Reserved IPv6 Subnet

              Anycast Addresses", RFC 2526, March 1999.

[SEND] Arkko, J., Kempf, J., Zill, B., and P. Nikander,

              "SEcure Neighbor Discovery (SEND)", RFC 3971,

              March 2005.

[ULA] Hinden, R. and B. Haberman, "Unique Local IPv6 Unicast

              Addresses", RFC 4193, October 2005.

Narten, et al. Standards Track [Page 21]

RFC 4941 Privacy Extensions to Autoconf September 2007

Authors' Addresses

Thomas Narten

IBM Corporation

P.O. Box 12195

Research Triangle Park, NC

USA

EMail: narten@us.ibm.com

Richard Draves

Microsoft Research

One Microsoft Way

Redmond, WA

USA

EMail: richdr@microsoft.com

Suresh Krishnan

Ericsson Research

8400 Decarie Blvd.

Town of Mount Royal, QC

Canada

EMail: suresh.krishnan@ericsson.com

Narten, et al. Standards Track [Page 22]

RFC 4941 Privacy Extensions to Autoconf September 2007

Full Copyright Statement

Copyright (C) The IETF Trust (2007).

This document is subject to the rights, licenses and restrictions

contained in BCP 78, and except as set forth therein, the authors

retain all their rights.

This document and the information contained herein are provided on an

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OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF

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this standard. Please address the information to the IETF at

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