Network Working Group D. Crocker, Ed.

Request for Comments: 5234 Brandenburg InternetWorking

STD: 68 P. Overell

Obsoletes: 4234 THUS plc.

Category: Standards Track January 2008

         Augmented BNF for Syntax Specifications: ABNF

Status of This Memo

This document specifies an Internet standards track protocol for the

Internet community, and requests discussion and suggestions for

improvements. Please refer to the current edition of the "Internet

Official Protocol Standards" (STD 1) for the standardization state

and status of this protocol. Distribution of this memo is unlimited.

Abstract

Internet technical specifications often need to define a formal

syntax. Over the years, a modified version of Backus-Naur Form

(BNF), called Augmented BNF (ABNF), has been popular among many

Internet specifications. The current specification documents ABNF.

It balances compactness and simplicity with reasonable

representational power. The differences between standard BNF and

ABNF involve naming rules, repetition, alternatives, order-

independence, and value ranges. This specification also supplies

additional rule definitions and encoding for a core lexical analyzer

of the type common to several Internet specifications.

Crocker & Overell Standards Track [Page 1]

RFC 5234 ABNF January 2008

Table of Contents

  1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . 3

  1. Rule Definition . . . . . . . . . . . . . . . . . . . . . . . 3

 2.1.  Rule Naming  . . . . . . . . . . . . . . . . . . . . . . .  3

 2.2.  Rule Form  . . . . . . . . . . . . . . . . . . . . . . . .  4

 2.3.  Terminal Values  . . . . . . . . . . . . . . . . . . . . .  4

 2.4.  External Encodings . . . . . . . . . . . . . . . . . . . .  6

  1. Operators . . . . . . . . . . . . . . . . . . . . . . . . . . 6

 3.1.  Concatenation:  Rule1 Rule2  . . . . . . . . . . . . . . .  6

 3.2.  Alternatives:  Rule1 / Rule2 . . . . . . . . . . . . . . .  7

 3.3.  Incremental Alternatives: Rule1 =/ Rule2 . . . . . . . . .  7

 3.4.  Value Range Alternatives:  %c##-## . . . . . . . . . . . .  8

 3.5.  Sequence Group:  (Rule1 Rule2) . . . . . . . . . . . . . .  8

 3.6.  Variable Repetition:  *Rule  . . . . . . . . . . . . . . .  9

 3.7.  Specific Repetition:  nRule  . . . . . . . . . . . . . . .  9

 3.8.  Optional Sequence:  [RULE] . . . . . . . . . . . . . . . .  9

 3.9.  Comment:  ; Comment  . . . . . . . . . . . . . . . . . . .  9

 3.10. Operator Precedence  . . . . . . . . . . . . . . . . . . . 10

  1. ABNF Definition of ABNF . . . . . . . . . . . . . . . . . . . 10

  1. Security Considerations . . . . . . . . . . . . . . . . . . . 12

  1. References . . . . . . . . . . . . . . . . . . . . . . . . . . 12

 6.1.  Normative References . . . . . . . . . . . . . . . . . . . 12

 6.2.  Informative References . . . . . . . . . . . . . . . . . . 12

Appendix A. Acknowledgements . . . . . . . . . . . . . . . . . . 13

Appendix B. Core ABNF of ABNF . . . . . . . . . . . . . . . . . . 13

 B.1.  Core Rules . . . . . . . . . . . . . . . . . . . . . . . . 13

 B.2.  Common Encoding  . . . . . . . . . . . . . . . . . . . . . 15

Crocker & Overell Standards Track [Page 2]

RFC 5234 ABNF January 2008

  1. Introduction

Internet technical specifications often need to define a formal

syntax and are free to employ whatever notation their authors deem

useful. Over the years, a modified version of Backus-Naur Form

(BNF), called Augmented BNF (ABNF), has been popular among many

Internet specifications. It balances compactness and simplicity with

reasonable representational power. In the early days of the Arpanet,

each specification contained its own definition of ABNF. This

included the email specifications, [RFC733] and then [RFC822], which

came to be the common citations for defining ABNF. The current

document separates those definitions to permit selective reference.

Predictably, it also provides some modifications and enhancements.

The differences between standard BNF and ABNF involve naming rules,

repetition, alternatives, order-independence, and value ranges.

Appendix B supplies rule definitions and encoding for a core lexical

analyzer of the type common to several Internet specifications. It

is provided as a convenience and is otherwise separate from the meta

language defined in the body of this document, and separate from its

formal status.

  1. Rule Definition

2.1. Rule Naming

The name of a rule is simply the name itself, that is, a sequence of

characters, beginning with an alphabetic character, and followed by a

combination of alphabetics, digits, and hyphens (dashes).

NOTE:

  Rule names are case insensitive.

The names , , , and all

refer to the same rule.

Unlike original BNF, angle brackets ("<", ">") are not required.

However, angle brackets may be used around a rule name whenever their

presence facilitates in discerning the use of a rule name. This is

typically restricted to rule name references in free-form prose, or

to distinguish partial rules that combine into a string not separated

by white space, such as shown in the discussion about repetition,

below.

Crocker & Overell Standards Track [Page 3]

RFC 5234 ABNF January 2008

2.2. Rule Form

A rule is defined by the following sequence:

     name =  elements crlf

where is the name of the rule, is one or more rule

names or terminal specifications, and is the end-of-line

indicator (carriage return followed by line feed). The equal sign

separates the name from the definition of the rule. The elements

form a sequence of one or more rule names and/or value definitions,

combined according to the various operators defined in this document,

such as alternative and repetition.

For visual ease, rule definitions are left aligned. When a rule

requires multiple lines, the continuation lines are indented. The

left alignment and indentation are relative to the first lines of the

ABNF rules and need not match the left margin of the document.

2.3. Terminal Values

Rules resolve into a string of terminal values, sometimes called

characters. In ABNF, a character is merely a non-negative integer.

In certain contexts, a specific mapping (encoding) of values into a

character set (such as ASCII) will be specified.

Terminals are specified by one or more numeric characters, with the

base interpretation of those characters indicated explicitly. The

following bases are currently defined:

     b           =  binary

     d           =  decimal

     x           =  hexadecimal

Hence:

     CR          =  %d13

     CR          =  %x0D

respectively specify the decimal and hexadecimal representation of

[US-ASCII] for carriage return.

Crocker & Overell Standards Track [Page 4]

RFC 5234 ABNF January 2008

A concatenated string of such values is specified compactly, using a

period (".") to indicate a separation of characters within that

value. Hence:

     CRLF        =  %d13.10

ABNF permits the specification of literal text strings directly,

enclosed in quotation marks. Hence:

     command     =  "command string"

Literal text strings are interpreted as a concatenated set of

printable characters.

NOTE:

  ABNF strings are case insensitive and the character set for these

  strings is US-ASCII.

Hence:

     rulename = "abc"

and:

     rulename = "aBc"

will match "abc", "Abc", "aBc", "abC", "ABc", "aBC", "AbC", and

"ABC".

  To specify a rule that is case sensitive, specify the characters

  individually.

For example:

     rulename    =  %d97 %d98 %d99

or

     rulename    =  %d97.98.99

will match only the string that comprises only the lowercase

characters, abc.

Crocker & Overell Standards Track [Page 5]

RFC 5234 ABNF January 2008

2.4. External Encodings

External representations of terminal value characters will vary

according to constraints in the storage or transmission environment.

Hence, the same ABNF-based grammar may have multiple external

encodings, such as one for a 7-bit US-ASCII environment, another for

a binary octet environment, and still a different one when 16-bit

Unicode is used. Encoding details are beyond the scope of ABNF,

although Appendix B provides definitions for a 7-bit US-ASCII

environment as has been common to much of the Internet.

By separating external encoding from the syntax, it is intended that

alternate encoding environments can be used for the same syntax.

  1. Operators

3.1. Concatenation: Rule1 Rule2

A rule can define a simple, ordered string of values (i.e., a

concatenation of contiguous characters) by listing a sequence of rule

names. For example:

     foo         =  %x61           ; a

     bar         =  %x62           ; b

     mumble      =  foo bar foo

So that the rule matches the lowercase string "aba".

Linear white space: Concatenation is at the core of the ABNF parsing

model. A string of contiguous characters (values) is parsed

according to the rules defined in ABNF. For Internet specifications,

there is some history of permitting linear white space (space and

horizontal tab) to be freely and implicitly interspersed around major

constructs, such as delimiting special characters or atomic strings.

NOTE:

  This specification for ABNF does not provide for implicit

  specification of linear white space.

Any grammar that wishes to permit linear white space around

delimiters or string segments must specify it explicitly. It is

often useful to provide for such white space in "core" rules that are

then used variously among higher-level rules. The "core" rules might

be formed into a lexical analyzer or simply be part of the main

ruleset.

Crocker & Overell Standards Track [Page 6]

RFC 5234 ABNF January 2008

3.2. Alternatives: Rule1 / Rule2

Elements separated by a forward slash ("/") are alternatives.

Therefore,

     foo / bar

will accept or .

NOTE:

  A quoted string containing alphabetic characters is a special form

  for specifying alternative characters and is interpreted as a non-

  terminal representing the set of combinatorial strings with the

  contained characters, in the specified order but with any mixture

  of upper- and lowercase.

3.3. Incremental Alternatives: Rule1 =/ Rule2

It is sometimes convenient to specify a list of alternatives in

fragments. That is, an initial rule may match one or more

alternatives, with later rule definitions adding to the set of

alternatives. This is particularly useful for otherwise independent

specifications that derive from the same parent ruleset, such as

often occurs with parameter lists. ABNF permits this incremental

definition through the construct:

     oldrule     =/ additional-alternatives

So that the ruleset

     ruleset     =  alt1 / alt2

     ruleset     =/ alt3

     ruleset     =/ alt4 / alt5

is the same as specifying

     ruleset     =  alt1 / alt2 / alt3 / alt4 / alt5

Crocker & Overell Standards Track [Page 7]

RFC 5234 ABNF January 2008

3.4. Value Range Alternatives: %c##-##

A range of alternative numeric values can be specified compactly,

using a dash ("-") to indicate the range of alternative values.

Hence:

     DIGIT       =  %x30-39

is equivalent to:

     DIGIT       =  "0" / "1" / "2" / "3" / "4" / "5" / "6" /

                    "7" / "8" / "9"

Concatenated numeric values and numeric value ranges cannot be

specified in the same string. A numeric value may use the dotted

notation for concatenation or it may use the dash notation to specify

one value range. Hence, to specify one printable character between

end-of-line sequences, the specification could be:

     char-line = %x0D.0A %x20-7E %x0D.0A

3.5. Sequence Group: (Rule1 Rule2)

Elements enclosed in parentheses are treated as a single element,

whose contents are strictly ordered. Thus,

     elem (foo / bar) blat

matches (elem foo blat) or (elem bar blat), and

     elem foo / bar blat

matches (elem foo) or (bar blat).

NOTE:

  It is strongly advised that grouping notation be used, rather than

  relying on the proper reading of "bare" alternations, when

  alternatives consist of multiple rule names or literals.

Hence, it is recommended that the following form be used:

    (elem foo) / (bar blat)

It will avoid misinterpretation by casual readers.

Crocker & Overell Standards Track [Page 8]

RFC 5234 ABNF January 2008

The sequence group notation is also used within free text to set off

an element sequence from the prose.

3.6. Variable Repetition: *Rule

The operator "*" preceding an element indicates repetition. The full

form is:

     <a>*<b>element

where and are optional decimal values, indicating at least

and at most occurrences of the element.

Default values are 0 and infinity so that * allows any

number, including zero; 1* requires at least one;

33 allows exactly 3; and 12 allows one or two.

3.7. Specific Repetition: nRule

A rule of the form:

     <n>element

is equivalent to

     <n>*<n>element

That is, exactly occurrences of . Thus, 2DIGIT is a

2-digit number, and 3ALPHA is a string of three alphabetic

characters.

3.8. Optional Sequence: [RULE]

Square brackets enclose an optional element sequence:

     [foo bar]

is equivalent to

     *1(foo bar).

3.9. Comment: ; Comment

A semicolon starts a comment that continues to the end of line. This

is a simple way of including useful notes in parallel with the

specifications.

Crocker & Overell Standards Track [Page 9]

RFC 5234 ABNF January 2008

3.10. Operator Precedence

The various mechanisms described above have the following precedence,

from highest (binding tightest) at the top, to lowest (loosest) at

the bottom:

  Rule name, prose-val, Terminal value

  Comment

  Value range

  Repetition

  Grouping, Optional

  Concatenation

  Alternative

Use of the alternative operator, freely mixed with concatenations,

can be confusing.

  Again, it is recommended that the grouping operator be used to

  make explicit concatenation groups.

  1. ABNF Definition of ABNF

NOTES:

  1.  This syntax requires a formatting of rules that is relatively

      strict.  Hence, the version of a ruleset included in a

      specification might need preprocessing to ensure that it can

      be interpreted by an ABNF parser.

  2.  This syntax uses the rules provided in Appendix B.

     rulelist       =  1*( rule / (*c-wsp c-nl) )

     rule           =  rulename defined-as elements c-nl

                            ; continues if next line starts

                            ;  with white space

     rulename       =  ALPHA *(ALPHA / DIGIT / "-")

Crocker & Overell Standards Track [Page 10]

RFC 5234 ABNF January 2008

     defined-as     =  *c-wsp ("=" / "=/") *c-wsp

                            ; basic rules definition and

                            ;  incremental alternatives

     elements       =  alternation *c-wsp

     c-wsp          =  WSP / (c-nl WSP)

     c-nl           =  comment / CRLF

                            ; comment or newline

     comment        =  ";" *(WSP / VCHAR) CRLF

     alternation    =  concatenation

                       *(*c-wsp "/" *c-wsp concatenation)

     concatenation  =  repetition *(1*c-wsp repetition)

     repetition     =  [repeat] element

     repeat         =  1*DIGIT / (*DIGIT "*" *DIGIT)

     element        =  rulename / group / option /

                       char-val / num-val / prose-val

     group          =  "(" *c-wsp alternation *c-wsp ")"

     option         =  "[" *c-wsp alternation *c-wsp "]"

     char-val       =  DQUOTE *(%x20-21 / %x23-7E) DQUOTE

                            ; quoted string of SP and VCHAR

                            ;  without DQUOTE

     num-val        =  "%" (bin-val / dec-val / hex-val)

     bin-val        =  "b" 1*BIT

                       [ 1*("." 1*BIT) / ("-" 1*BIT) ]

                            ; series of concatenated bit values

                            ;  or single ONEOF range

     dec-val        =  "d" 1*DIGIT

                       [ 1*("." 1*DIGIT) / ("-" 1*DIGIT) ]

     hex-val        =  "x" 1*HEXDIG

                       [ 1*("." 1*HEXDIG) / ("-" 1*HEXDIG) ]

Crocker & Overell Standards Track [Page 11]

RFC 5234 ABNF January 2008

     prose-val      =  "<" *(%x20-3D / %x3F-7E) ">"

                            ; bracketed string of SP and VCHAR

                            ;  without angles

                            ; prose description, to be used as

                            ;  last resort

  1. Security Considerations

Security is truly believed to be irrelevant to this document.

  1. References

6.1. Normative References

[US-ASCII] American National Standards Institute, "Coded Character

           Set -- 7-bit American Standard Code for Information

           Interchange", ANSI X3.4, 1986.

6.2. Informative References

[RFC733] Crocker, D., Vittal, J., Pogran, K., and D. Henderson,

           "Standard for the format of ARPA network text messages",

           RFC 733, November 1977.

[RFC822] Crocker, D., "Standard for the format of ARPA Internet

           text messages", STD 11, RFC 822, August 1982.

Crocker & Overell Standards Track [Page 12]

RFC 5234 ABNF January 2008

Appendix A. Acknowledgements

The syntax for ABNF was originally specified in RFC 733. Ken L.

Harrenstien, of SRI International, was responsible for re-coding the

BNF into an Augmented BNF that makes the representation smaller and

easier to understand.

This recent project began as a simple effort to cull out the portion

of RFC 822 that has been repeatedly cited by non-email specification

writers, namely the description of Augmented BNF. Rather than simply

and blindly converting the existing text into a separate document,

the working group chose to give careful consideration to the

deficiencies, as well as benefits, of the existing specification and

related specifications made available over the last 15 years, and

therefore to pursue enhancement. This turned the project into

something rather more ambitious than was first intended.

Interestingly, the result is not massively different from that

original, although decisions, such as removing the list notation,

came as a surprise.

This "separated" version of the specification was part of the DRUMS

working group, with significant contributions from Jerome Abela,

Harald Alvestrand, Robert Elz, Roger Fajman, Aviva Garrett, Tom

Harsch, Dan Kohn, Bill McQuillan, Keith Moore, Chris Newman, Pete

Resnick, and Henning Schulzrinne.

Julian Reschke warrants a special thanks for converting the Draft

Standard version to XML source form.

Appendix B. Core ABNF of ABNF

This appendix contains some basic rules that are in common use.

Basic rules are in uppercase. Note that these rules are only valid

for ABNF encoded in 7-bit ASCII or in characters sets that are a

superset of 7-bit ASCII.

B.1. Core Rules

Certain basic rules are in uppercase, such as SP, HTAB, CRLF, DIGIT,

ALPHA, etc.

     ALPHA          =  %x41-5A / %x61-7A   ; A-Z / a-z

     BIT            =  "0" / "1"

     CHAR           =  %x01-7F

                            ; any 7-bit US-ASCII character,

                            ;  excluding NUL

Crocker & Overell Standards Track [Page 13]

RFC 5234 ABNF January 2008

     CR             =  %x0D

                            ; carriage return

     CRLF           =  CR LF

                            ; Internet standard newline

     CTL            =  %x00-1F / %x7F

                            ; controls

     DIGIT          =  %x30-39

                            ; 0-9

     DQUOTE         =  %x22

                            ; " (Double Quote)

     HEXDIG         =  DIGIT / "A" / "B" / "C" / "D" / "E" / "F"

     HTAB           =  %x09

                            ; horizontal tab

     LF             =  %x0A

                            ; linefeed

     LWSP           =  *(WSP / CRLF WSP)

                            ; Use of this linear-white-space rule

                            ;  permits lines containing only white

                            ;  space that are no longer legal in

                            ;  mail headers and have caused

                            ;  interoperability problems in other

                            ;  contexts.

                            ; Do not use when defining mail

                            ;  headers and use with caution in

                            ;  other contexts.

     OCTET          =  %x00-FF

                            ; 8 bits of data

     SP             =  %x20

     VCHAR          =  %x21-7E

                            ; visible (printing) characters

     WSP            =  SP / HTAB

                            ; white space

Crocker & Overell Standards Track [Page 14]

RFC 5234 ABNF January 2008

B.2. Common Encoding

Externally, data are represented as "network virtual ASCII" (namely,

7-bit US-ASCII in an 8-bit field), with the high (8th) bit set to

zero. A string of values is in "network byte order", in which the

higher-valued bytes are represented on the left-hand side and are

sent over the network first.

Authors' Addresses

Dave Crocker (editor)

Brandenburg InternetWorking

675 Spruce Dr.

Sunnyvale, CA 94086

US

Phone: +1.408.246.8253

EMail: dcrocker@bbiw.net

Paul Overell

THUS plc.

1/2 Berkeley Square,

99 Berkeley Street

Glasgow G3 7HR

UK

EMail: paul.overell@thus.net

Crocker & Overell Standards Track [Page 15]

RFC 5234 ABNF January 2008

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Crocker & Overell Standards Track [Page 16]

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